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Compendia as Authoritative Sources for Use in the Determination of a 'Medically Accepted Indication' of Drugs and Biologicals Used Off-Label in an Anti-Cancer Chemotherapeutic Regimen

MLN Matters Number: MM6191  
Related Change Request (CR) #: 6191
Related CR Release Date: October 24, 2008  
Effective Date: June 5, June 10, and July 2, 2008 (see below)
Related CR Transmittal #: R96BP  
Implementation Date: November 25, 2008

Provider Types Affected
Physicians, providers and suppliers submitting claims to Medicare contractors (carriers, DME Medicare Administrative Contractors (DME MACs), Fiscal Intermediaries (FIs) and/or Part A/B Medicare Administrative Contractors (A/B MACs)) for services provided to Medicare beneficiaries.

Impact to You
This article is based on CR 6191, which updates the list of compendia recognized as authoritative sources of information for the determination of drugs and biologicals used off-label in anti-cancer chemotherapeutic regimens.

What You Need to Know
The Centers for Medicare & Medicaid Services (CMS) is recognizing the following as authoritative compendia and listing them in the Medicare Benefit Policy Manual (Chapter 15,Section 50.4.5) for use in the determination of a 'medically-accepted indication'
 of drugs and biologicals used off-label in an anti-cancer chemotherapeutic regimen:

  • American Hospital Formulary Service-Drug Information (AHFS-DI), (existing)
  • National Comprehensive Cancer Network (NCCN) Drugs and Biologics Compendium, (effective June 5, 2008)
  • Thomson Micromedex DrugDex, (effective June 10, 2008)
  • Clinical Pharmacology (effective July 2, 2008)

What You Need to Do
See the Background and Additional Information sections of this article for further details regarding these changes.

Background
In the past, the following three compendia were recognized as authoritative sources for use in the determination of a 'medically-accepted indication' of drugs and biologicals used off-label in an anti-cancer chemotherapeutic regimen (unless the Secretary of the Department of Health and Human Services determined that the use was not medically appropriate or the use was identified as not indicated in one or more such compendia):

1. American Medical Association Drug Evaluations (AMA-DE)

2. United States Pharmacopoeia-Drug Information (USP-DI) or its successor publication

3. American Hospital Formulary Service-Drug Information (AHFS-DI)

Because the AMA-DE and the USP-DI are no longer published (due to changes in the pharmaceutical reference industry), the AHFS-DI became the only remaining statutorily-named compendia available for the CMS to use as a reference. Consequently, CMS received requests from the stakeholder community for a process to revise the list of recognized authoritative compendia.

In the Medicare Physician Fee Schedule final rule for calendar year 2008, CMS established:

A compendium is defined "as a comprehensive listing of FDA-approved drugs and biologicals or a comprehensive listing of a specific subset of drugs and biologicals in a specialty compendium, for example, a compendium of anti-cancer treatment.” (42 CFR 414.930(a) (PDF, 1.86 MB))

In addition, a compendium:

1) Includes a summary of the pharmacologic characteristics of each drug or biological and may include information on dosage, as well as recommended or endorsed uses in specific diseases

2) Is indexed by drug or biological. (42 CFR 414.930(a) (PDF, 1.86 MB)), (72 FR 66222 and 72 FR 66404 (PDF, 422 KB))

During a public meeting on March 30, 2006, the Medicare Evidence Development and Coverage Advisory Committee (MedCAC) generated a list of desirable characteristics to use when reviewing a compendium. Subsequently, the MedCAC advised CMS of their findings and recommendations regarding the desirable characteristics of compendia for use in the determination of medically-accepted indications of drugs and biologicals in anti-cancer therapy.

After CMS conducted a review of specific compendia and compared their characteristics with the MedCAC list of desirable characteristics, CMS determined the following are recognized as authoritative compendia and is listing them in the Medicare Benefit Policy Manual (Chapter 15,Section 50.4.5) for use in the determination of a 'medically-accepted indication' of drugs and biologicals used off-label in an anti-cancer chemotherapeutic regimen:

  • American Hospital Formulary Service - Drug Information (AHFS-DI)
  • National Comprehensive Cancer Network (NCCN) Drugs and Biologics Compendium
  • Thomson Micromedex DrugDex
  • Clinical Pharmacology

The above listed compendia employ various rating and recommendation systems that may not be readily cross-walked from compendium to compendium. In general, a use is identified by a compendium as medically accepted if the:

  • Indication is a Category 1 or 2A in NCCN, or Class I, Class IIa, or Class IIb in DrugDex
  • Narrative text in AHFS-DI or Clinical Pharmacology is supportive

A use is not medically accepted by a compendium if the:

  • Indication is a Category 3 in NCCN or a Class III in DrugDex
  • Narrative text in AHFS or Clinical Pharmacology is “not supportive”

The complete absence of narrative text on a use is considered neither supportive nor non-supportive.

Medicare contractors may also identify off-label uses that are supported by clinical research under the conditions identified in Section 50.4.5 of the Medicare Benefits Policy Manual, as amended by CR6191. Peer-reviewed medical literature may appear in scientific, medical, and pharmaceutical publications in which original manuscripts are published, only after having been critically reviewed for scientific accuracy, validity, and reliability by unbiased, independent experts prior to publication.

In-house publications of entities whose business relates to the manufacture, sale or distribution of pharmaceutical products are excluded from consideration. Abstracts (including meeting abstracts) are excluded from consideration.

In determining whether an off-label use is supported, Medicare contractors will evaluate the evidence in published, peer-reviewed medical literature listed in the revised Section 50.4.5.C, which is attached to CR6191. When evaluating this literature, Medicare contractors will consider (among other things) the following:

  • Whether the clinical characteristics of the beneficiary and the cancer are adequately represented in the published evidence
  • Whether the administered chemotherapy regimen is adequately represented in the published evidence
  • Whether the reported study outcomes represent clinically meaningful outcomes experienced by patients
  • Whether the study is appropriate to address the clinical question

Additional Information
The official instruction, CR 6191 (PDF, 183 KB), issued to your carrier, FI, A/B MAC and DME MAC regarding this change may be viewed
on the CMS Web site. The revised sections of the Medicare Benefit Policy Manual are attached to CR 6191.

If you have any questions, please contact our Provider Contact Center toll-free at (866) 332-7025.

Disclaimer: This article was prepared as a service to the public and is not intended to grant rights or impose obligations. This article may contain references or links to statutes, regulations or other policy materials. The information provided is only intended to be a general summary. It is not intended to take the place of either the written law or regulations. We encourage readers to  review the specific statutes, regulations and other interpretive materials for a full and accurate statement of their contents.

 

last updated on 11/17/2008
CMS